Profile

Jason P. Lee

Jason P. Lee
P.O. Box 1079
Venice, CA 90294
Phone: 415-366-0443
Fax: 415-538-2255
jasonpflee@gmail.com

City:  Los Angeles

State Bar of California Admission Date: September 1998

Education:

  • Georgetown University Law Center, LL.M., with distinction, Securities & Financial Regulations, December 1999
  • Santa Clara University School of Law, J.D., May 1997; Law Faculty Scholar, Moot Court Board
  • University of California, Los Angeles, B.A., Economics, June 1994

Employment:

  • U.S. Securities & Exchange Commission, Division of Enforcement, Los Angeles,  Attorney, February 2010 – present
  • Shartsis Friese LLP, San Francisco, Co-Chair, Securities Enforcement Defense Group, November 2004 - January 2010
  • U.S. Securities & Exchange Commission, Division of Enforcement, Washington, D.C., Senior Counsel, January 1999 – October 2004 
  • Associate Justice Joyce Kennard, Supreme Court of California, San Francisco, Judicial Extern, January – May 1997
  • U.S. Department of Justice, Antitrust Division, Washington, D.C., Law Clerk, May – August 1996 
  • Graham & James, Hong Kong, Law Clerk, May – August 1995
State Bar Activities:
  • Commission on Judicial Nominees Evaluation, member, 2011 – present

Bar Activities:

  • Asian American Bar Association of the Greater Bay Area:
    • Member, current
    • Director, February 2009 – March 2010
    • Co-chair, Judiciary Committee, January 2008 – February 2009
    • Co-chair, Membership Committee, July 2006 – January 2008
  • Bar Association of San Francisco:
    • Member, November 2004 – November 2009
  • Asian Pacific American Bar Association:
    • Member, current 
    • Member, Judicial and Public Appointments Committee, February 2009 –December 2010

Professional Memberships:

Association of Securities & Exchange Commission Alumni:
  • Member, November 2004 – present
Publications:
  • Reality Of Stock Options Drama Is That Most Errors Were Unintentional (co-authored), San Jose Mercury News, August 20, 2006 
  • SLUSA’s Potential Catch-All Consolidation in Covered Class Actions, ABA Securities Litigation Journal, Summer 2006 
  • Ramifications of the Goldstein Decision, Panel discussion as reported by Hedgefund.net, August 2006 
  • The Developing Regulatory Landscape for Hedgefund Managers (co-authored), Lipper HedgeWorld, SEC Registration Report 2005 – 2006
  • The Emerging Evolution of Regulatory Actions Against the Hedge Fund Industry, HedgeWorld News, July 7, 2005 
  • What Directors and Officers Need to Know about SEC Financial Fraud Investigations, Compliance Week, June 7, 2005 

Other:
  • What Do You Mean I Can’t Spy On the Board, Strategies for Conducting Effective (and Legal) Internal Investigations, Speaker, ABA National Convention, New York City, NY, August 2008
  • Big Game Hunting – Will the Government’s Pursuit of Stock Option Cases End with the Worst of the Worst? Speaker, AICPA National Conference, San Diego, September 2007 
  • Ramifications of the Goldstein decision, Speaker, Hedgefund.net, San Francisco, August 2006