The State Bar licenses attorneys to practice in California. It also investigates complaints against attorneys and determines whether lawyers accused of unethical conduct should be disciplined. When complaints are filed with the State Bar, they are investigated by the Office of Chief Trial Counsel.
After the investigation is complete and if charges are justified, the State Bar discusses the grievance with the attorney and how to resolve it. If no settlement is reached, the State Bar Court holds a hearing to review the charges. After reviewing the evidence, a State Bar Court judge determines whether the attorney should face discipline, such as suspension or disbarment. The proposed discipline then goes before the California Supreme Court for final review.
If criminal conduct is suspected, the State Bar may also refer the matter to a law enforcement agency for investigation and potential prosecution.
Besides complaints, the State Bar requires attorneys to report incidents to the State Bar that may affect their ability to practice law. These incidents include:
In addition to activities that may affect their own licenses to practice, attorneys must tell the State Bar and their clients when they employ a current or former State Bar member who has been suspended. Learn more about reporting requirements.
The duty to inform the State Bar of various incidents falls on attorneys and on a variety of other agencies and groups:
Find the forms to report these activities.
Attorneys who have a fee dispute with a client are required to notify the client about their right to fee arbitration. Find out more about Mandatory Fee Arbitration.
Are State Bar investigations into attorney misconduct public or confidential?
State Bar investigations and inquiries are, by statute, confidential. The complaint becomes public when disciplinary charges are filed against an attorney in State Bar Court. By law, however, any other pending investigations involving the same lawyer must remain confidential at that point. If it is determined that public protection is seriously at stake in a particular case, the Chief Trial Counsel does have the authority to publicly reveal a pending investigation.