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Nonattorney Actions

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Complaints of the unauthorized practice of law (UPL) are reviewed by the State Bar's Office of Chief Trial Counsel (OCTC).

Complaints from outside parties and matters that the State Bar initiates itself that allege UPL by a nonattorney are then investigated by the State Bar's dedicated UPL team.

Where the investigation uncovers an isolated instance of UPL, OCTC sends a "Cease and Desist" (CND) letter. Recent CND letters appear in this section. The CND letter serves as a warning and puts the respondent on notice that certain services/actions may violate the law and constitute the unauthorized practice of law.

Complaints raising repeated or multiple violations do not receive a CND letter but may result in the State Bar taking action in Superior Court to obtain an order to shut down the unlawful law practice.

Complaints about the unauthorized practice of law? Let the State Bar know here.

  • Randall Whitney, dba Thomas Capital Investment; LaFayette Community Foundation and Whitney Worsley Legal Advocacy of Walnut Creek and Berkeley: UPL Cease and Desist Notice sent 5/17/2024
    Contra Costa County, Alameda County
  • Mark Smith of San Bernardino: UPL Cease and Desist Notice sent 5/15/2024
    San Bernardino County
  • Peter Darby, dba The Jason Law Firm of Irvine: UPL Cease and Desist Notice sent 5/15/2024.
    Orange County
  • Randall Barton of Palm Desert and Los Angeles: UPL Cease and Desist Notice sent 5/14/2024
    Los Angeles County, Riverside County
  • Edward Leopold Novak of Millbrae: UPL Cease and Desist Notice sent 5/14/2024
    San Mateo County
  • Ivan Maldonado of South El Monte: UPL Cease and Desist Notice sent 5/14/2024
    Los Angeles County
  • Sarah R. Ladd, dba The Burton Law Firm of Ione: UPL Cease and Desist Notice sent 5/9/2024
    Amador County
  • Erick F. Rivera aka Erick F. Porras of North Hollywood: UPL Cease and Desist Notice sent 5/2/2024
    Los Angeles County
  • Bent A. Christensen of Huntington Beach: UPL Cease and Desist Notice sent 4/29/2024
    Orange County
  • Mathias Helig, dba Virgo Rising of San Francisco: UPL Cease and Desist Notice sent 4/26/2024
    San Francisco County
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